Moscow Exchange: New Foreign Securities Admitted To Interdealer Repo
In early March 2016, Moscow Exchange admitted the following four new foreign securities to interdealer repos ("Repo in Bonds" trading mode) with settlement in RUB, USD and EUR: read more...
View Article15Mar/Regulatory Consistency Assessment Programme (RCAP) - Assessment of...
Full text of "Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III LCR regulations -Turkey", March 2016
View Article15Mar/Regulatory Consistency Assessment Programme (RCAP) - Assessment of...
Full text of "Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III risk-based capital regulations - Turkey", March 2016
View ArticleBlackRock Global ETP Landscape Report - Record Flows For Gold And Minimum...
In the BlackRock Global ETP Landscape report, the Industry Highlights provides commentary on the global Exchange Traded Product (ETP) industry as of February 2016.Download Industry Highlightsread more...
View ArticleNICE Actimize Launches Cross-Asset Cloud Markets Surveillance Solution...
NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of...
View ArticleICAPâs Post Trade Risk And Information Division Announces Completion Of...
ICAP plc (IAP.L), a leading markets operator and provider of post trade risk mitigation and information services, announces today that its Post Trade Risk and Information (“PTRI”) division has...
View ArticleJapan's Financial Services Agency - Stewardship Code : 205 Institutional...
The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, The University of Tokyo) published the Principles for Institutional Investors...
View ArticleITG Names New Global Chief Compliance Officer
NEW YORK, March 15, 2016 (GLOBE NEWSWIRE) -- ITG (NYSE:ITG), a leading independent broker and financial technology provider, today announced Thomas D. Shpetner will be joining the firm as Global Chief...
View ArticleThai Bourse Joins SEC And Mutual Fund Participants To Launch New Fund Service...
The Stock Exchange of Thailand (SET) has signed a memorandum of understanding (MOU) with The Securities and Exchange Commission (SEC) and alliances in Thailand’s mutual fund industry. The MOU is aimed...
View ArticleEuropean Commission Adopts Equivalence Decision For CCPs In USA
The European Commission grants the USA the equivalent regulatory regime for central counterparties as the European Union.read more...
View ArticleETFs/ETPs Listed In The United States Have Gathered 1.53 Billion US Dollars...
In February 2016, ETFs/ETPs listed in the United States gathered net inflows of US$1.53 Bn in February 2016, according to preliminary data from ETFGI’s February 2016 global ETF and ETP industry...
View ArticleICE Clear Credit Launches Asian Corporate Index And Sovereign CDS Clearing -...
Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, introduced credit default swap (CDS) clearing today for the...
View ArticleUK's Financial Conduct Authority: Phillip Boakes Sentenced For Failing To Pay...
Today, Phillip Boakes was sentenced to 730 days’ imprisonment for failing to satisfy the full value of a confiscation order made against him.read more...
View ArticleKinetix Secures Legal Approval For US/EU Regulatory Engine
Kinetix Trading Solutions, a Compliance and Trade Management solutions provider to capital markets firms, has secured legal approval for its Rules Engine for the EMIR and Dodd-Frank Act regulatory...
View ArticleNeurensic And Catelas Deliver Integrated Holistic Surveillance Offering
Catelas®, the leading provider of ‘eComms Surveillance’ solutions, and Neurensic, a funded startup with artificial intelligence-powered compliance tools, announced at SIFMA's Compliance & Legal...
View ArticleVolcker Rule CEO Attestation Delivery Method Announced
The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission (CFTC) today announced that certain banking entities subject to Appendix B of Part 75 of the...
View ArticleFINRA Reports On Effective Practices For Digital Investment Advice
Financial services firms' offerings of digital investment advice need sound governance and supervision, including effective means of overseeing suitability of recommendations, conflicts of interest,...
View ArticleSEC: Municipal Advisor Charged For Failing To Disclose Conflict - Case Is...
The Securities and Exchange Commission today charged Kansas-based Central States Capital Markets, its CEO, and two employees for breaching their fiduciary duty by failing to disclose a conflict of...
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Is Value Coming Back?
Photo Credit: Paw Paw || The excitement of anticipating our friend’s arrival is overcoming our dignityread more...
View ArticleUK's Financial Conduct Authority: Former Equities Trader Pleads Guilty To...
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. He will be sentenced on 13 June 2016.read...
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