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FINRA Proposes Streamlining Competency Exams - New Securities Industry...
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a proposal with the Securities and Exchange Commission (SEC) to streamline competency exams and facilitate...
View ArticleIOSCO approves the enhanced standard for cross-border enforcement cooperation
IOSCO/MR/07/2017read more...
View ArticleCreating a Culture of Trust
Paul Zak has published an article in Harvard Business Review titled, "The Neuroscience of Trust." Zak opens by stating, In my research Iâve found that building a culture of trust is what makes a...
View ArticleHKEX: Listing Nominating Committee Extends Application Period For Listing...
The Listing Nominating Committee of The Stock Exchange of Hong Kong Limited, a wholly owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX) has extended the application period for...
View ArticleESMA Provides Implementing Details For SFTR
The European Securities and Markets Authority (ESMA) has issued today a final report on standards implementing the Securities Financing Transaction Regulation (SFTR), which aims to increase the...
View ArticleHKEX: Report On Initial Public Offering Applications, Delisting And Suspensions
Main Boardread more...
View ArticleLondon Stock Exchange Group Launches Inaugural ‘Companies To Inspire...
The report in numbers:read more...
View ArticleUK's Financial Conduct Authority Publishes Near Final Rules On MiFID II And...
The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of...
View ArticleMalawi Stock Exchange Weekly Trading Report - 31 March, 2017
Click here to download Malawi Stock Exchange's weekly trading report.
View ArticleIOSCO Approves The Enhanced Standard For Cross-Border Enforcement Cooperation
The members of the International Organization of Securities Commissions (IOSCO) have approved the Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the...
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Japan's Financial Services Agency: Launching The Financial Market Entry...
With the commitment to further develop Tokyo as an international financial center, the FSA launches the "Financial Market Entry Consultation Desk" to give advice on Japan’s financial regulations to...
View ArticleIMF Releases Data On The Currency Composition Of Foreign Exchange Reserves...
The International Monetary Fund (IMF) today released on its website the quarterly data on the currency composition of official foreign exchange reserves (COFER) for the quarter ending December 2016...
View ArticleMNI Chicago Business Barometer: March Chicago Business Barometer At 57.7 Vs...
The MNI Chicago Business Barometer was broadly stable at 57.7 in March, following a hefty rise of 7.1 points in February to 57.4.read more...
View ArticleFinancial systems and the real economy
The great financial crisis of 2007-08 and the recession have generated active debate on the role of financial systems on the real economy. In particular, central banks have shown increased interest in...
View ArticleWiley FINRA Series 9 Exam Review 2017: The General Securities Sales...
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities;...
View ArticleWiley FINRA Series 3 Exam Review 2017: The National Commodities Futures...
Wiley Series 3 Exam Review 2017 + Test Bank is a comprehensive study guide for the FINRA Series 3 exam, which qualifies candidates to sell commodities or futures contracts. Created by the experts at...
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