Federal Court in Chicago Orders U.K. Resident Navinder Singh Sarao to Pay...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Andrea R. Wood of the U.S. District Court for the Northern District of Illinois entered a Consent Order against Navinder Singh...
View ArticleCFTC Releases Annual Enforcement Results for Fiscal Year 2016
The U.S. Commodity Futures Trading Commission (CFTC) today released the agencyâs enforcement results for Fiscal Year 2016.
View ArticleCFTC Obtains $21.8 Million Default Judgment against Former CBOE Member Alvin...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Virginia Kendall of the U.S. District Court for the Northern District of Illinois entered an Order of default judgment and...
View ArticleCFTC Orders Paris-Based Société Générale SA to...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Société Générale SA for failing to properly report certain non-deliverable...
View ArticleFederal Court in Illinois Orders Yumin Li and BVI-Based Company Kering...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the Honorable Sara L. Ellis of the U.S. District Court for the Northern District of Illinois issued an Opinion and Order inding that...
View ArticleCFTC Orders Convergent Wealth Advisors LLC to Pay an $800,000 Civil Monetary...
The U.S. Commodity Futures Trading Commission (CFTC) filed an Order instituting proceedings and settling charges against Convergent Wealth Advisors LLC, an investment advisory firm located in Potomac,...
View ArticleFederal Court Orders Chicago Trader Igor B. Oystacher and 3Red Trading LLC to...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Amy J. St. Eve of the U.S. District Court for the Northern District of Illinois entered a Consent Order of Permanent Injunction...
View ArticlePyCaMa: Python for cash management. (arXiv:1702.05005v1 [q-fin.CP])
Selecting the best policy to keep the balance between what a company holds in cash and what is placed in alternative investments is by no means straightforward. We here introduce PyCaMa, a Python...
View ArticleMulti-Dimensional Pass-Through, Incidence, and the Welfare Burden of Taxation...
This paper studies welfare consequences of unit and ad valorem taxes in oligopoly with general demand, non-constant marginal costs, and a generalized type of competition. We present formulas providing...
View ArticleMontréal Exchange Interest Rate Derivative Trading Will Cease At 1:30...
Interest rate derivative trading will cease at 1:30 p.m. today, February 17, 2017. Furthermore, the Exchange's markets will be closed on February 20, 2017.
View ArticleShanghai Stock Exchange Studies, Implements Requirements Of 2017 National...
On February 13, the Party Committee of the Shanghai Stock Exchange (SSE) held a meeting to timely publicize the requirements put forward at the 2017 National Securities and Futures Regulation Work...
View ArticleUK's Financial Conduct Authority: Express Gifts Ltd Enters Into £12.5m...
Express Gifts Ltd, a direct mail order and online business with permission to sell general insurance products, has entered into an agreement with the Financial Conduct Authority (FCA) to provide £12.5m...
View ArticleHong Kong's Securities And Futures Commission Issues Third-Quarter Report
The Securities and Futures Commission (SFC) today published its Quarterly Report summarising key developments from October to December 2016.read more...
View ArticleASX Half-Year Results To 31 December 2016 (1H17)
Mr Dominic Stevens, ASX Managing Director and CEO, said: “The confidence I expressed in the quality of the ASX business when I became CEO is borne out in the company’s financial results for the first...
View ArticleBlackRock ETP Landscape January 2017 - Best January Flows on Record
INDUSTRY HIGHLIGHTSread more...
View ArticleHKEX: Exchange Enhances Themed Approach To Enforcement And Publishes Revised...
The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), today (Friday) announced revised themes for enforcement of the...
View ArticleSecurities Commission Malaysia Revokes Licences Of Four Individuals
Securities Commission Malaysia (SC) has revoked the Capital Markets Services Representative’s Licences (CMSRLs) of Yew Hock Ming (Yew), Ling Chen Yew (Ling) and Tiong Siew Ngaik (Tiong) under section...
View ArticleNSD Completes Annual Assessment Of Its Compliance With Principles For...
National Settlement Depository (NSD), Russia’s central securities depository, has completed the annual assessment of its compliance with the CPMI-IOSCO Principles for Financial Market Infrastructures...
View ArticleSEEPEX Power Market Forms Bridge Between Regions - Within One Year SEEPEX Has...
The South East European Power Exchange SEEPEX launched its Serbian Day Ahead market exactly one year ago. As a joint venture between Joint Stock Company Elektromreža Srbije (EMS), the Serbian...
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