Financial Stability Board Agrees 2017 Workplan
The Financial Stability Board (FSB) met in London today to discuss current vulnerabilities ongoing policy work and its work plan for 2017. read more...
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Family Feuds: The Promise and Peril of Family Group Companies!
I teach a corporate finance class, a class that I describe as big-picture (since it covers every aspect of business), applied and universal in its focus. I use six firms, ranging the spectrum from...
View ArticleEEX New Participant: Flow Traders B.V
Flow Traders B.V. has been admitted to exchange trading for Phelix Futures and Options, Belgian Financial Power Futures, Dutch Financial Power Futures, French Financial Power Futures and Options, Greek...
View ArticleBM&FBOVESPA Has Opened The Second Phase Of Public Hearings For The...
BM&FBOVESPA has opened until January 06, 2017, the second phase of public hearings to discuss with listed companies, investors, intermediaries, and market bodies a new proposal for regulations for...
View Article2016 Government-Business Forum On Small Business Capital Formation Opening...
Good morning. Welcome to the annual Government-Business Forum on Small Business Capital Formation. I would also like to thank Sebastian and his team for all their work in putting the forum...
View Article‘The Winners Of The 4th European Small And Mid-Cap Awards’
FESE and EuropeanIssuers in cooperation with the European Commission (DG GROW) are delighted to announce the winners of the 4th European Small and Mid-Cap Awards.read more...
View ArticleMIAX Options Exchange: Rule Change Notice—FINRA Arbitration Rules 12504...
FINRA has received approval to amend Rule 12504, Code of Arbitration Procedure for Customer Disputes and Rule 13504, Code of Arbitration Procedure for Industry Disputes relating to motions to dismiss...
View ArticleTOM MTF Statistics Week 46, 2016
Click here to download the weekly statistics update of TOM MTF for week 46, 2016. In week 46 a total of 554.184 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleVIGO System, A GPW Listed Company, Is Runner-Up In The 2016 Small And Mid-Cap...
VIGO System SA, a company listed on the GPW Main Market since December 2014, has won the second award in the Rising Star category. The very nomination of VIGO System to the finals of the European Small...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 18 November 2016
A turnover of 823.547 million shares worth N5.444 billion in 11,634 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 2.847 billion shares valued at N7.420...
View ArticleA New Model For SEC Enforcement: Producing Bold And Unrelenting Results -...
Good morning and thank you, Dean [Trevor] Morrison for that very kind introduction. It is a pleasure to be here today and I want to thank the NYU Program on Corporate Compliance and Enforcement and the...
View ArticleLukken Welcomes Tom Sexton As President And CEO Of National Futures Association
Walt Lukken, president and CEO of FIA, congratulated Tom Sexton on being named president and CEO of the National Futures Association (NFA) today. read more...
View ArticleFederal Reserve Board To Broaden Scope Of Post-Employment Restrictions For...
The Federal Reserve Board on Friday announced it is broadening the scope of post-employment restrictions applicable to Federal Reserve Bank senior examiners and officers. read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of November 15, 2016 are now available.read more...
View ArticleOpening Statement At 35th Annual Small Business Forum, SEC Commissioner...
Thank you, Keith [Higgins] for the introduction. Thank you, Sebastian [Gomez Abero] and the rest of the Office of Small Business Policy for organizing this annual gathering of the Commission, its...
View ArticleIrish Stock Exchange: Applegreen Wins Prestigious European SME Award
Applegreen, the #1 motorway service area operator in the Republic of Ireland, has won the prestigious “Star of 2016” at the European Small and Mid-Cap Awards. Applegreen beat off stiff competition from...
View ArticleNasdaq Files Form 8-K Reporting Management And Board Changes
On November 18, 2016, Nasdaq filed a Form 8-K with the U.S. Securities and Exchange Commission disclosing the appointment of Adena T. Friedman as the company's Chief Executive Officer and a member of...
View ArticleStatement Of CFTC Chairman Timothy Massad On The Announcement Of Thomas...
“I congratulate Tom Sexton on being named president and CEO of the National Futures Association (NFA). Tom brings a wealth of experience and a deep commitment to this role. We at the CFTC have a strong...
View ArticleFINRA Receives SEC Approval For Enhanced Price Disclosure To Retail Investors...
The Securities and Exchange Commission has approved FINRA’s proposal requiring its member firms to disclose on retail customer confirmations the “mark-up” or “mark-down” for most transactions in...
View ArticleCanadian Securities Regulators Release MFDA Oversight Review Report
The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA).read more...
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