Concurring Statement Of CFTC Commissioner Sharon Y. Bowen Regarding Order...
While we might disagree on the details of today’s order, I think we can all agree on one thing: today’s action is very important to how the swaps industry operates and our system of financial...
View ArticleStatement At Open Meeting: Modernizing And Enhancing Investment Company And...
Good morning. This is an open meeting of the Securities and Exchange Commission on October 13, 2016 under the Government in the Sunshine Act.read more...
View ArticleStatement Of CFTC Chairman Timothy Massad On Order Extending De Minimis...
I thank my fellow Commissioners for unanimously supporting this order, which extends the phase-in of the de minimis threshold for swap dealing by one year.read more...
View ArticleSEC: Hedge Fund Firm And Supervisor Charged With Failing To Prevent Insider...
The Securities and Exchange Commission today announced that a hedge fund advisory firm and a senior research analyst have agreed to settle charges related to their failures to detect insider trading...
View ArticleOffice Of The Comptroller Of The Currency Releases CRA Evaluations For 26...
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2016 through...
View ArticleSEC Adopts Rules To Modernize Information Reported By Funds, Require...
The Securities and Exchange Commission today voted to adopt changes to modernize and enhance the reporting and disclosure of information by registered investment companies and to enhance liquidity risk...
View ArticleIFDP 2016-1181: Can Learning Explain Boom-Bust Cycles In Asset Prices? An...
Colin Caines | Explaining asset price booms poses a difficult question for researchers in macroeconomics: how can large and persistent price growth be explained in the absence large and persistent...
View ArticleIFDP 2016-1182: Option-Implied Libor Rate Expectations across Currencies
Nick Gebbia | In this paper, I study risk-neutral probability densities regarding future Libor rates denominated in British pounds, euros, and US dollars as implied by option prices. I apply Breeden...
View ArticleSIFMA AMG Statement On Today’s SEC Rulemakings
SIFMA’s Asset Management Group (AMG) issued the following statement on today’s rulemakings by the Securities and Exchange Commission (SEC) from Timothy Cameron, managing director and head of SIFMA AMG:...
View ArticleResults Of The September 2016 Survey On Credit Terms And Conditions In...
Credit terms offered to counterparties in both the provision of finance that is collateralised by euro-denominated securities and over-the-counter (OTC) derivatives markets became somewhat less...
View ArticleMelissa Hodgman Named Associate Director In SEC Enforcement Division
The Securities and Exchange Commission today announced that Melissa Hodgman has been named Associate Director in the SEC’s Enforcement Division. Ms. Hodgman succeeds Stephen L. Cohen, who left the SEC...
View ArticleMIAX Options Exchange: Trading Of Complex Orders On MIAX
MIAX has received approval from the Securities and Exchange Commission to trade complex orders, see SR-MIAX-2016-26. Complex orders will begin trading at MIAX on October 24, 2016, beginning with...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of October 11, 2016 are now available.read more...
View ArticleIMF Managing Director Christine Lagarde Congratulates Antonio Guterres On...
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), issued the following statement today:read more...
View ArticleTreasury Releases Report On Foreign Exchange Policies Of Major Trading...
The U.S. Department of the Treasury today released a Report on the Foreign Exchange Policies of Major Trading Partners of the United States. This Report reviews developments in international economic...
View ArticleClik here to view.
Wiley Study Guide for 2017 Level I CFA Exam: Complete Set
The Wiley Study Guides for the Level I CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every...
View ArticleClik here to view.
Design a Better Business: New Tools, Skills, and Mindset for Strategy and...
This book stitches together a complete design journey from beginning to end in a way that you’ve likely never seen before, guiding readers (you) step-by-step in a practical way from the initial...
View ArticleAdvanced Materials Innovation: Managing Global Technology in the 21st century
Through detailed case studies of the most important advanced material creations of the latter 20th and early 21st century, the author explores the role of the field of advanced materials in the...
View ArticleADX Launches Blockchain For eVoting Service, The First Ot Its Kind In MENA...
Abu Dhabi Securities Exchange (ADX) will announce today in GITEX Tech Week its launch of Blockchain technology for eVoting services. The launch is considered the first of its kind for the MENA region...
View ArticleClik here to view.