ESMA Consults On Trading Obligation For Derivatives
The European Securities and Markets Authority (ESMA) has published today a discussion paper regarding the trading obligation under the Markets in Financial Instruments Regulation (MiFIR).read more...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleFINRA Hearing Panel Sanctions Avenir Financial Group And Bars Former CEO...
The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel has sanctioned Avenir Financial Group, fining the NY-based firm $229,000 and suspending it for two years...
View ArticleCFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos With...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Florida-based Defendants KB...
View ArticleTMX Group Updates Organizational Transformation
TMX Group Limited today provided a detailed update on the progress made thus far in its efforts to streamline the organization and accelerate TMX's evolution as a client-driven solutions provider to...
View ArticleCrises and Physical Phases of a Bipartite Market Model. (arXiv:1609.05939v1...
We analyze the linear response of a market network to shocks based on the bipartite market model we introduced in an earlier paper, which we claimed to be able to identify the time-line of the...
View ArticleDTCC to Reduce Trade Repository User Fees For MAS & ASIC Transactions By...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that it will be reducing fees for its...
View ArticleContineo Wins Best Dealer Platform Asia Pacific
Contineo, the industry-backed messaging network for structured products, last night won Best Dealer Platform Asia Pacific for the second year running at the annual Structured Retail Products Awards in...
View ArticleLATTICE80, The World's Largest Fintech Hub To Be Launched In Singapore - A...
Marvelstone Group is set to launch the world's largest Fintech Hub (over 30,000 sq ft) in early November.read more...
View ArticleLiquidnet Expands Execution And Quantitative Services Team - Two New Hires...
Liquidnet, the global institutional trading network, today announced the appointments of two senior hires to its European Execution & Quantitative Services (EQS) team. Launched in 2014, the EQS...
View ArticleSWIFT Examines Application Of Financial Business Standards To Distributed...
SWIFT announces today the availability of a new paper investigating the application of business standards to distributed ledger technology (DLT) and smart contracts (SC). The paper examines the need...
View ArticleMillenniumIT Showcases Real-Time Post Trade Technology Capability
MillenniumIT is developing its high performance, clearing and risk management technology for LCH. Millennium PostTradeTM enables real-time cross-asset portfolio risk management, based on a single,...
View ArticleInaugural EDHEC-Risk Smart Beta Day In Partnership With ERI Scientific Beta...
The inaugural EDHEC-Risk Smart Beta Day Europe, organised by EDHEC-Risk Institute in partnership with ERI Scientific Beta, will take place at The Amstel Intercontinental in Amsterdam on October 13,...
View ArticlePercival Will Deliver Solution To New CSD In Iceland
Percival signed a contract today with a new CSD organisation being launched in Iceland. read more...
View ArticleBT Joins Forces With Microsoft To Simplify Hybrid Cloud - BT Customers To...
BT today announces BT Compute for Microsoft Azure, a new service that allows BT customers to order Microsoft Azure alongside BT’s own cloud services through its award winning Compute Management System...
View ArticleBrickVest Enhances Institutional Rating And Research Capabilities With A New...
BrickVest, the London-based real estate crowd-investing platform, has today announced the appointment of Rémi Antonini as head of the BrickVest Rating Committee, which will strengthen the company’s...
View ArticleThe FCA’s Role In Promoting Innovation - Speech By Christopher Woolard,...
Speaker: Christopher Woolard, Director of Strategy and CompetitionLocation: Allen and Overy, LondonDelivered on: 22 September 2016read more...
View ArticleQuayle Munro advises Intelligize on its pending sale to LexisNexis Legal...
Quayle Munro is pleased to announce that it has advised Intelligize, Inc., the US company filings search engine and analytics platform, on its pending sale to LexisNexis Legal & Professional, a...
View ArticleBank Of England: Financial Policy Committee Statement From Its Meeting, 20...
Available as: PDFread more...
View ArticleEuropean Parliament: Outcome Of The UK Referendum On EU Membership
Official visit by Martin SCHULZ, EP President to London 22/09/2016read more...
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