CFTCâs Division Of Market Oversight Provides Time-Limited No-Action...
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today issued a no-action letter providing time-limited relief for end users from the Form TO filing requirement...
View ArticleThe MiG Report January 2016 - TSX, TSX Venture Exchange
Please click here for the January 2016 MiG Report. read more...
View ArticleInternational Customer Trades Hit 50.8% Of Total Volume At TOCOM In January...
The Tokyo Commodity Exchange, Inc announced today that the January 2016 monthly volume of customer trades (combined sell & buy sides) originating overseas was 2,486,232 contracts, accounting for...
View ArticleIEX Responds To Critics Of Its Exchange Application - "Clearing The Air...
IEX is writing in response to comment letters sent by Nasdaq, NYSE, and BATS. Each of these incumbent exchanges has questioned the credibility and accuracy of IEX's recent statements. IEX appreciates...
View ArticleEEX New Participant: J.P. Morgan Securities PLC
J.P. Morgan Securities PLC additionally has been admitted to exchange trading for Nordic Financial Power Futures/Options.
View ArticleESMA Adds List Of Clearing Members To Its Public Register On EMIR
The European Securities and Markets Authority (ESMA) has published today an update of its Public Register for the Clearing Obligation.read more...
View ArticleDecisions Taken By The Governing Council Of The ECB (In Addition To Decisions...
Publication of the Agreement on Net Financial Assetsread more...
View ArticleFINRA Bars Broker For Market Manipulation - Supervisor Barred From...
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred broker George Johnson from the securities industry for engaging in a manipulative trading scheme to artificially...
View ArticleChairmanâs Address At SEC Speaks - âBeyond Disclosure At The SEC...
It is my pleasure to address the 45th annual “SEC Speaks” program – on the day after the Yankees’ pitchers and catchers reported to spring training, which is one way I mark this time of year. This...
View ArticleFederal Banking Agencies Expand Number Of Banks And Savings Associations...
Federal banking agencies today increased the number of small banks and savings associations eligible for an 18-month examination cycle rather than a 12-month cycle. The changes are intended to reduce...
View ArticleCFTC Charges Canadian Resident Ryan S. Magee With Fraud And Acting As An...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Eastern District of Wisconsin charging Ryan S. Magee of Calgary, Alberta,...
View ArticleThe Decline of Sears
I've been saying for years now that Sears is doomed to fail. I just don't see light at the end of the tunnel. The company's revenues have been dropping for years. Multiple restructurings have...
View ArticleStatement By Christine Lagarde On Her Second Term As IMF Managing Director
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), issued the following statement today:read more...
View ArticleRemarks At The âSEC Speaksâ Conference: What Lies Ahead? The SEC...
Good morning. It is a pleasure to be part of SEC Speaks. This conference provides an important forum for the Commission staff, the securities bar, and financial market participants to discuss...
View ArticleTOM MTF Statistics Week 7, 2016
Click here to download the weekly statistics update of TOM MTF for week 7, 2016. In week 7 a total of 537,511 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleIMF Executive Board Selects Christine Lagarde To Serve A Second Term As...
The Executive Board of the International Monetary Fund (IMF) today selected Christine Lagarde to serve as IMF Managing Director for a second five-year term starting on July 5, 2016. The Board’s...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 19 February 2016
A turnover of 1.202 billion shares worth N9.641 billion in 13,712 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.407 billion shares valued at N17.277...
View ArticleThe Falling Leaves Of The Buttonwood Tree, Rick A. Fleming, Investor...
Thank you, Andrew [Ceresney], for that kind introduction and for helping to organize this conference. I appreciate this opportunity to share a few thoughts at this marquee event for the SEC.read more...
View ArticleEuropol And Chainalysis Reinforce Their Cooperation In The Fight Against...
Europol's European Cybercrime Centre (EC3) and Chainalysis – a technical services provider able to spot connections between digital identities, have concluded a Memorandum of Understanding (MoU)...
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