TOM MTF Welcomes Wolverine Trading As A New Member
Wolverine Trading UK Ltd (‘Wolverine’) has become a Member on TOM MTF as of 23 June 2016 and will start quoting as Market Maker inoptions.read more...
View ArticleSEC: Merrill Lynch To Pay $415 Million For Misusing Customer Cash And Putting...
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay $415 million and admit wrongdoing to settle charges that it misused customer cash to generate profits for the...
View ArticleSEC: Merrill Lynch Paying $10 Million Penalty For Misleading Investors In...
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $10 million penalty to settle charges that it was responsible for misleading statements in offering...
View ArticleDubai Financial Services Authority 2015 Annual Report
To view the DFSA Annual Report for 2015 in English please click here.
View ArticleTwilio Lists IPO On The New York Stock Exchange - Celebrates IPO With...
San Francisco-based Twilio Inc., a leading cloud communications platform, began trading today on the New York Stock Exchange (NYSE) under the ticker symbol “TWLO” after its initial public offering,...
View ArticleEBA Appoints Chairperson And Vice-Chairperson Of Its Banking Stakeholder Group
At its meeting held on 22 June 2016, the Banking Stakeholder Group of the European Banking Authority elected Santiago Fernandez de Lis, representing the credit and investment institutions, as...
View ArticleMore Regulations And Fewer Resources Squeeze Financial Compliance Teams,...
A growing awareness of the escalating and ever-changing demands of the regulatory environment, coupled with a potential reduction in the resources available to meet compliance challenges, are the...
View ArticleS3 Partners Launches Real-Time Short Interest Analytics On The Bloomberg APP...
S3 Partners today launched its BLACKLIGHT APPs Crowding Kit (the "BLACK APP") on the Bloomberg APP Portal at {APPS BLACK <GO>}. The BLACK APP uses S3 BLACKLIGHT financing rate data, which is...
View Article5th Greek Investment Forum In NY
The 5th Greek Investment Forum in New York, was being finalized yesterday. This Forum is organized annually by the Athens Stock Exchange in cooperation with the American-Hellenic Chamber of...
View ArticleBorsa Italiana Welcomes Fullgoal
Borsa Italiana today welcomes a new fixed income ETF from Fullgoal Asset Management, the first independent Chinese issuer to list a product on ETFplus.read more...
View ArticleFTSE Russell To Ring The Nasdaq Stock Market Closing Bell
What: FTSE Russell will visit the Nasdaq MarketSite in Times Square to celebrate the Russell Indexes annual reconstitution.read more...
View ArticleSIFMA Hosts Biotech Roundtable on Capitol Hill, Bringing Together Industry...
Today, SIFMA hosted a roundtable on the importance of innovation in biotechnology, with leading sector analysts and Members of Congress to drive a discussion between industry and lawmakers on the role...
View ArticleFINRA Fines Merrill Lynch $5 Million For Failing To Disclose Material Facts...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith, Inc. $5 million for negligent disclosure failures in connection with the...
View ArticleCalPERS To Commit Up To $11 Billion With Emerging & Transition Managers...
The California Public Employees' Retirement System (CalPERS) will hold a global solicitation process for its new Transition Manager Program that will seek investment proposals from eligible mid-size...
View ArticleInvestment Industry Regulatory Organization Of Canada To Act As Information...
Today,the Canadian Securities Administrators (CSA) published CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities (CSA Staff Notice 21-318), which advises that the Investment...
View ArticleIIROC To Begin Publishing Corporate Debt Trade Information Next Month -...
The Investment Industry Regulatory Organization of Canada (IIROC) today announced that its new corporate bond information web site will go live July 6, providing all market participants with trade...
View ArticleOntario Securities Commission Dialogue 2016: Exploring Disruptive Forces In...
The Ontario Securities Commission (OSC) announced today a preliminary list of speakers for Dialogue 2016, the OSC’s annual conference, which brings together hundreds of market participants to discuss...
View ArticleCFTC Requests Public Comment On Swap Clearing Requirement Submissions
The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comment on submissions the CFTC received over the past several years from seven registered derivatives clearing organizations...
View ArticleFIA Releases SEF Tracker For May 2016
Total trading volume on SEFs averaged $457.3 billion per day during the month of May, which was approximately the same from the previous month but up by 18.1% from May 2015. In contrast to the overall...
View ArticleFederal Reserve Releases Results Of Supervisory Bank Stress Tests
The nation's largest bank holding companies continue to build their capital levels and improve their credit quality, strengthening their ability to lend to households and businesses during a severe...
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